Have you mapped your firm yet?
As of 9th December this year, the Senior Managers and Certification Regime replaces the Approved Persons Regime and it will apply to all solo-regulated firms in the UK. If you’re an Enhanced firm, one of the requirements under the new regime is to create a Responsibilities Map. The Responsibilities Map provides a collective view of the allocation of responsibilities across a firm. You will need to map your firm’s structure and reporting lines before you create the Responsibilities Map. Learn how Axiom can help you map your firm easily by clicking on the video.