Countdown to SMCR implementation for solo-regulated firms: Statement of Responsibilities

Have you prepared the Statement of Responsibilities (SOR) for all the Senior Managers yet?

As part of the Senior Managers and Certification Regime, Senior Managers in regulated firms must have a Statement of Responsibilities. This is a single document that sets out their role and responsibilities clearly.  It is not the same as a job profile, rather it should focus on what the Senior Manager is accountable for. To learn more, please click on the video. 

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