How to manage your firm’s SMCR Certification process on Axiom
Under the new Senior Managers and Certification Regime firms must regularly certify the staff who can have a significant impact on customers, the firm or market integrity and who aren’t Senior Managers. The workflows you can create on Axiom allow you to easily manage Certification within your HR and Compliance processes.
Learn more by clicking on the video.
Request a Demo
Industry-leading regulatory compliance solutions
Axiom HQ provides regulatory compliance solutions designed to help you demonstrate and evidence compliance using Axiom platform’s comprehensive rules-mapping, risk and control tools, automated reporting features and powerful dashboards.