Countdown to SMCR Implementation for solo-regulated firms : Manage your firm’s SMCR Certification process on Axiom

How to manage your firm’s SMCR Certification process on Axiom

Under the new Senior Managers and Certification Regime firms must regularly certify the staff who can have a significant impact on customers, the firm or market integrity and who aren’t Senior Managers. The workflows you can create on Axiom allow you to easily manage Certification within your HR and Compliance processes.

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