Countdown to SMCR implementation for solo-regulated firms: 1 month to go





Key features of the solution
Track responsibilities, ensure compliance with Axiom for SMCR solution
Create 'Statements of Responsibilities'
Manage 'responsibility maps'
Conduct 'Fit and Proper' reviews
Track professional training and development
Manage certification of individuals
Notify regulator of breaches
Conduct detailed process and control reviews
Manage MI and personalised dashboards for each role
Why use the Axiom platform?
The industry-leading integrated risk management platform
Simplify Audit Preparations
Enhance Oversight
Minimise Risk
Monitor in Real Time
Open to Integration
Simple to Use Analytics
Stable and user friendly interface
It is relatively low-cost with the user interface stable and user-friendly. The backup team from Axiom are easy to contact and within that team, there are CASS specialists who are recognised throughout the industry which gives us confidence in the advice and the solution that we are using.
Ticks all the boxes
Axiom ticked the boxes we really wanted to cover. The centralisation, the attestation and the resolution pack. It ticks all the boxes that we wanted to sign off.
Axiom openly committed to enhancing its product
Axiom pretty much does what it is supposed to do. It is refreshing to see a software provider that is so openly committed to enhancing its product.
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Industry-leading regulatory compliance solutions
Axiom HQ provides regulatory compliance solutions designed to help you demonstrate and evidence compliance using Axiom platform’s comprehensive rules-mapping, risk and control tools, automated reporting features and powerful dashboards.
Axiom HQ is a trusted partner of the top financial services companies
















