Axiom for SMCR solution video

The FCA’s Senior Managers & Certification Regime (SMCR) is set to cover all solo-regulated firms from 9 December 2019. To implement it, you will have to allocate prescribed responsibilities to all senior managers, record them in statements of responsibilities, and certify that all the staff that can have a significant impact on customers, the firm or market integrity are fit and proper to carry out their duties. Here is a preview of our solution which can help you in your implementation of the senior managers and certification regime. Click the video to learn more. 

AxiomHQ is a trusted partner of the top financial services companies