Axiom for SMCR Track responsibilities, ensure compliance A solution for the senior managers and certification regime that manages and monitors the responsibilities of senior managers and certified persons while providing governance, oversight and transparency through real-time MI and dashboards. REQUEST A DEMO Axiom for SYSC Good governance made easy A solution that helps you evidence your compliance with the SYSC sourcebook and provides improved governance. REQUEST A DEMO Axiom for CASS Achieve effective oversight A solution that simplifies compliance monitoring and provides you with risk oversight via its powerful management information system. REQUEST A DEMO Axiom for
Third-Party Oversight
Ensure clear lines of accountability A solution designed to improve your governance of activities carried out by third party service providers. REQUEST A DEMO
Axiom Issue and
Breach Management Tool
Monitor regulatory issues, reduce compliance risk The Axiom Issue and Breach Management offering is a dedicated solution for financial services firms faced with the challenge of tracking regulatory issues and breaches. Its robust online workflow simplifies reporting tracking and resolving issues with individual action plans and tasks that can be assigned to Axiom users. LEARN MORE

About Axiom

Be audit ready, anytime.

Axiom is an integrated risk management platform that helps you manage and evidence compliance across your organization and be audit ready always. Its features include built-in expert content, direct feed from the regulator, comprehensive rules and role mapping, risk and control management tools, and a powerful MI system.

Why use the Axiom platform?

The industry-leading integrated risk management platform

Simplify Audit Preparations

Enhance Oversight

Minimise Risk

Monitor in Real Time

Open to Integration

Simple to Use Analytics

Stable and user friendly interface

It is relatively low-cost with the user interface stable and user-friendly. The backup team from Axiom are easy to contact and within that team, there are CASS specialists who are recognised throughout the industry which gives us confidence in the advice and the solution that we are using.

Ticks all the boxes

Axiom ticked the boxes we really wanted to cover. The centralisation, the attestation and the resolution pack. It ticks all the boxes that we wanted to sign off.

Axiom openly committed to enhancing its product

It is refreshing to see a software provider that is so openly committed to enhancing its product.

Customer Testimonials


Centralisation, attestation and audit trail.

The centralisation that is possible in Axiom makes life a lot easier. Users can get into it, can make changes to it all day, disrupt documents scattered around in the network and pull them for attestations. Its ability to do that and have an audit trail of what we are doing is good

Delegating attestations to relevant team members

The feature that I value the most in Axiom is the ability to delegate attestations to relevant team members making the whole CASS project a team effort. Also, the ability to set up several users on the system and have them feel involved in the compliance.

Axiom CASS Clubs constructive

I like the interaction between the Axiom employees and their customers. The Axiom CASS Clubs are very constructive. I particularly appreciate their willingness to take on board the feedback from the meetings, and it is possible to see that reflected in the way the product is being developed.  I am comfortable and confident that Axiom will continue to assist us in meeting our regulatory requirements.

Best solution for regulatory processes and controls

Axiom is the best solution we found when looking for a system to manage our regulatory processes and controls.

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Industry-leading regulatory compliance solutions

Axiom HQ provides regulatory compliance solutions designed to help you demonstrate and evidence compliance using Axiom platform’s comprehensive rules-mapping, risk and control tools, automated reporting features and powerful dashboards.

Axiom HQ is a trusted partner of the top financial services companies