Compliant by Nature

Ruleguard's end-to-end GRC software makes monitoring, managing, and proving compliance simple, at scale.

Powerful. Effective. Easy-to-use.
Discover how Ruleguard takes the effort out of tracking your regulatory obligations and monitoring compliance.

See it in action

Powerful. Effective. Easy-to-use.
Discover how Ruleguard takes the effort out of tracking your regulatory obligations and monitoring compliance.

See it in action

Who we work with

Financial services companies of all shapes and sizes rely on Ruleguard's software to set high standards of compliance.

Our Partners

Why Ruleguard?

GRC software for financial services

Ruleguard's integrated, user-friendly compliance tracking software handles your GRC framework's whole lifecycle.

Align

Create a single source of truth for your whole firm, whether you're a startup or a multinational.

Automate

Identify changes, map rules to risks, and build custom workflows without writing a single line of code.

Attest

Comprehensively evidence compliance with a complete, accurate, systematic audit trail.

Explore the platform

Compliance and risk management

Meet regulatory requirements with less effort. Automatically track regulations, plan for change, and set clear, verifiable standards of conduct.

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Employee oversight

Train staff, monitor their conduct, and keep them accountable. Ruleguard ensures compliance is integral to your culture, not just a tick-box exercise.

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Consumer duty

Show stakeholders you walk the talk on compliance. Sign off financial promotions, review client files, and manage complaints from one place.

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'The best we've found.

"No other solution we looked at for managing our regulatory processes and controls came close to Ruleguard."

Monex Europe

Seamless, effective, and prompt.

"Ruleguard has made the process of monitoring our controls framework much more efficient. The platform has granular details for each risk, process, and CASS rule, reports are easy to generate, and the team always get back to us quickly when we have queries or issues."

FNZ

Ruleguard makes it easy to stay on top of compliance

"It has enabled us to improve the quality of our CASS documentation, controls assurance, MI, and oversight while remaining efficient."

Royal London

Control Your Conflicts:
Strategies for Transparency & Integrity

Webinar

Join us for our latest webinar that explores the topic of managing conflicts effectively within financial services.

During this session, we’ll unpack the importance of identifying and disclosing conflicts of interest, regulatory requirements and compliance considerations, understanding Conflicts of Interest, unpacking best practices for mitigating conflicts and maintaining transparency and strategies for ethical decision-making in complex situations.

Whether you’re a financial professional, compliance officer or industry stakeholder, this event offers valuable insights and practical guidance for navigating the ethical landscape of financial services. This event is CPD recognised by the ICA.

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