Axiom For CASS

The Compliance Solution for CASS Regulated Financial Firms

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Axiom - The Industry Leading Regulatory Compliance Solution

Axiom is a regulatory compliance solution designed to help you demonstrate and evidence compliance, by using its comprehensive rules-mapping, risk and control tools, automated reporting features and powerful dashboards.

 

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Testimonials

It’s a lot better than I was expecting. I think it’s very impressive system.

CF10a of a Leading Registrar Management and Administration Provider

Axiom was the system that we were searching for as it has made our CASS audit 60% easier in comparison to the previous year. Overall, Axiom has made our CASS compliance easier.

COO of Leading Provider of Personalised Wealth Management Services

I don’t think I’ve ever seen anything that could do as much for our compliance operations.

CF10a of a Leading Professional Trustee Company

We have a lot of work to do around risk mapping and considering how our outsourced provider fits into the CASS framework, I should really have had Axiom in place a year ago.

CF10a of a leading Independent Fund Operator

Our auditors really liked the system, particularly the Risk Matrix view. Axiom made our audit run more smoothly.

CF10a of a leading UK Forex Broker

I was apprehensive about the uncertainty and difficulty of complying with CASS as a large firm. I sleep easier now that our organisation has implemented Axiom.

CFO of a Large CASS Financial Information Provider